Our Service Philosophy
Some people may not realize it, but when it comes to investing, the industry has two legal standards regarding the loyalty of a consultant’s advice. Financial consultants are either acting as fiduciaries or they are not! In the past, the industry has assumed that clients knew the difference. However, a new Securities and Exchange Commission (SEC) ruling, the “Merrill” Rule, now requires that broker-dealers who claim an exemption from the Investment Advisors Act and its fiduciary standards disclose that their interests may diverge from their clients.
** The opinions of Harold Evensky do not necessarily reflect the opinions of the SEC, the NASD, or any state licensing board including the Tennessee Department of Commerce Securities Division.
Complimentary Initial Session
We’d love to find out more about you and your investment needs and share with you what we do for clients so you can make a good decision about working with an investment advisor.